HIPAA
US federal regulation for health information privacy security
FISMA
U.S. federal law for risk-based information security
Quick Verdict
HIPAA protects patient health data in healthcare via Privacy/Security Rules, while FISMA mandates risk-based security for federal systems using NIST RMF. Organizations adopt HIPAA for compliance and trust; FISMA for contracts and resilience.
HIPAA
Health Insurance Portability and Accountability Act of 1996
Key Features
- Risk-based safeguards for electronic PHI
- Minimum necessary principle limits PHI disclosures
- Presumption-of-breach with four-factor risk assessment
- Direct liability for business associates via BAAs
- Individual rights to PHI access and amendment
FISMA
Federal Information Security Modernization Act of 2014
Key Features
- NIST Risk Management Framework (RMF) 7-step process
- Continuous monitoring and diagnostics requirements
- FIPS 199 system impact categorization
- NIST SP 800-53 security control baselines
- Annual IG evaluations and OMB reporting
Detailed Analysis
A comprehensive look at the specific requirements, scope, and impact of each standard.
HIPAA Details
What It Is
HIPAA (Health Insurance Portability and Accountability Act of 1996) is a US federal regulation establishing national standards for protecting individuals' health information. It comprises the Privacy Rule, Security Rule, and Breach Notification Rule, using a flexible, risk-based approach to govern use, disclosure, and safeguards for PHI and ePHI among covered entities and business associates.
Key Components
- Seven pillars: scope/applicability, privacy controls, security safeguards (administrative/physical/technical), breach notification, patient rights, business associate governance, enforcement.
- Core principles: minimum necessary, CIA triad (confidentiality/integrity/availability), documented risk analysis.
- No fixed controls count; scalable via addressable/required specifications; compliance via OCR enforcement, no certification.
Why Organizations Use It
- Legal mandate for covered entities; reduces breach risks, penalties up to $2M annually.
- Enhances cyber resilience, vendor oversight, patient trust; enables secure data flows for care/operations.
Implementation Overview
- Phased: assess (risk analysis), build (safeguards/training/BAAs), assure (audits/monitoring).
- Applies to healthcare providers/plans/clearinghouses, BAs; all sizes; US-focused; ongoing audits, 6-year documentation.
FISMA Details
What It Is
Federal Information Security Modernization Act (FISMA) of 2014 is a U.S. federal law establishing a risk-based framework for protecting federal information and systems. It modernizes the 2002 act, emphasizing continuous monitoring, incident reporting, and integration with NIST standards for agencies and contractors.
Key Components
- **NIST RMF7-step lifecycle (Prepare, Categorize, Select, Implement, Assess, Authorize, Monitor).
- **NIST SP 800-53Baselines of security/privacy controls tailored by FIPS 199 impact levels.
- Core principles: Risk management, ongoing assessments, POA&Ms.
- Compliance via agency ATOs, IG evaluations, annual OMB reporting.
Why Organizations Use It
- Mandatory for federal agencies/contractors handling federal data.
- Reduces breach risks, enables procurement (e.g., FedRAMP).
- Enhances resilience, efficiency, executive risk decisions.
- Builds trust, competitive edge in government markets.
Implementation Overview
- Phased: Governance/inventory, categorize/select controls, implement/assess/authorize, continuous monitor.
- Applies to federal entities, contractors; scales by size/complexity.
- Requires audits, no central certification; ongoing program focus. (178 words)
Key Differences
| Aspect | HIPAA | FISMA |
|---|---|---|
| Scope | PHI privacy, security, breach notification for healthcare | Federal info systems security via NIST RMF |
| Industry | Healthcare providers, plans, business associates | Federal agencies, contractors, civilian systems |
| Nature | Mandatory regulation with OCR enforcement | Mandatory law with OMB/DHS/IG oversight |
| Testing | Risk analysis, audits, OCR investigations | RMF assessments, continuous monitoring, IG evaluations |
| Penalties | Civil fines up to $2M/year, corrective actions | IG reports, funding cuts, operational directives |
Scope
Industry
Nature
Testing
Penalties
Frequently Asked Questions
Common questions about HIPAA and FISMA
HIPAA FAQ
FISMA FAQ
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