ISO 37301
Certifiable international standard for compliance management systems
AS9100
International standard for aerospace quality management systems
Quick Verdict
ISO 37301 establishes certifiable compliance management systems for all industries, emphasizing risk, culture and whistleblowing. AS9100 extends ISO 9001 with aerospace-specific QMS for safety-critical products. Organizations adopt them for governance assurance and market access.
ISO 37301
ISO 37301:2021 Compliance management systems – Requirements
Key Features
- Certifiable requirements replacing guidance-only ISO 19600
- High-Level Structure enables IMS integration
- Risk-based compliance obligations assessment and planning
- Leadership commitment fosters compliance culture
- Mandatory whistleblowing channels with protections
AS9100
AS9100D: Quality Management Systems for Aviation, Space, Defense
Key Features
- Configuration management for product integrity
- Product safety processes across lifecycle
- Counterfeit parts prevention controls
- Operational risk management in Clause 8
- Enhanced supplier and sub-tier controls
Detailed Analysis
A comprehensive look at the specific requirements, scope, and impact of each standard.
ISO 37301 Details
What It Is
ISO 37301:2021 is a certifiable international standard specifying requirements with guidance for establishing, implementing, maintaining, and improving Compliance Management Systems (CMS). It applies universally across organizations, using a risk-based, PDCA (Plan-Do-Check-Act) approach aligned with ISO High-Level Structure (HLS) for integration.
Key Components
- Core pillars: context analysis, leadership, planning, support, operation, performance evaluation, improvement.
- Emphasizes compliance obligations, risk assessment, whistleblowing, competence, and continual improvement.
- Built on HLS; supports companion standards like ISO 37302 (effectiveness) and ISO 37303 (competence).
- Enables third-party certification via accredited bodies.
Why Organizations Use It
- Drives regulatory compliance, reduces risks/fines, builds integrity culture.
- Meets investor/ESG demands, enhances reputation.
- Provides certification for stakeholder trust, market differentiation.
Implementation Overview
- Phased: gap analysis, register building, training, audits.
- Scalable for SMEs to enterprises; 3-year certification cycles.
- Global applicability; 2024 amendment adds climate action.
AS9100 Details
What It Is
AS9100D (AS9100:2016) is the international quality management system (QMS) standard for aviation, space, and defense organizations. It builds on ISO 9001:2015 with over 100 aerospace-specific requirements, using a process-based, risk-focused approach to ensure product safety and supply chain integrity.
Key Components
- 10-clause Annex SL structure covering context, leadership, planning, support, operation, evaluation, and improvement.
- Aerospace additions: configuration management (8.1.2), product safety (8.1.3), counterfeit prevention (8.1.4), operational risk (8.1.1).
- Built on risk-based thinking; requires certification via accredited third-party audits (Stage 1/2, surveillance).
Why Organizations Use It
- Mandated by OEMs for market access and supplier qualification.
- Reduces defects, improves delivery, mitigates safety risks.
- Enhances competitiveness via OASIS visibility and stakeholder trust.
Implementation Overview
- Phased: gap analysis, process design, training, internal audits, certification (6-18 months).
- Applies to manufacturers, designers, MROs globally; cross-functional effort with digital tools.
Key Differences
| Aspect | ISO 37301 | AS9100 |
|---|---|---|
| Scope | Compliance obligations, risks, culture, whistleblowing | Aerospace QMS, product safety, configuration, counterfeit |
| Industry | All sectors, all sizes, global | Aviation, space, defense supply chains |
| Nature | Certifiable CMS requirements standard | Certifiable QMS standard extending ISO 9001 |
| Testing | Internal audits, management reviews, certification audits | Stage 1/2 audits, surveillance, recertification every 3 years |
| Penalties | Loss of certification, no legal penalties | Certification suspension, customer contract loss |
Scope
Industry
Nature
Testing
Penalties
Frequently Asked Questions
Common questions about ISO 37301 and AS9100
ISO 37301 FAQ
AS9100 FAQ
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