What is the primary objective of **TISAX**?

**TISAX's primary objective is to standardize information security assessments and enable secure exchange of results across the automotive supply chain.** Developed by the ENX Association using the VDA ISA catalog (version 5.0.4 or later), it verifies protection of sensitive data like IP, prototypes, and personal information against cyber threats, emphasizing CIA triad plus prototype-specific controls at three maturity levels: Basic, Significant, and Very High.

Who is legally or professionally required to comply with **TISAX**?

**TISAX compliance is a contractual requirement, not legal, for automotive OEMs, Tier 1/Tier 2 suppliers, service providers, and logistics firms handling sensitive data.** Mandated by OEMs like Volkswagen and BMW in RFPs and agreements, it applies to any entity processing OEM IP (e.g., ADAS software, prototypes) or interfacing via ENX Portal; scalable from SMEs (self-assessments) to multinationals.

Does **TISAX** require an external audit or third-party certification?

**Yes, TISAX requires external audits by ENX-accredited providers (e.g., DQS, TÜV) for Significant and Very High levels, issuing labels valid for three years.** AL1 is self-assessment only (no label); AL2 involves remote plausibility checks; AL3 mandates on-site audits with interviews, facility inspections, and evidence review per VDA ISA's 70+ controls across seven groups.

How often should an assessment for **TISAX** be performed?

**TISAX assessments must be performed every three years to renew labels, with no interim surveillance audits required.** Continuous internal monitoring, quarterly reviews, and annual tabletop exercises sustain maturity; reassessment is triggered by major changes (e.g., new scopes, VDA ISA updates to version 6.0).

What are the consequences of non-compliance with **TISAX**?

**Non-compliance with TISAX results in contractual termination, lost OEM portal access, and revenue forfeiture (e.g., €10-50M for mid-tier suppliers).** ENX-partnered OEMs impose penalties up to 5% of contract value, plus €20K-€100K re-audit costs; reputational damage and production halts follow, as seen in 2021 supply chain breaches.

Can **TISAX** be mapped to other international frameworks?

**Yes, TISAX maps directly to ISO 27001/27002 via VDA ISA catalog, enabling 20-30% effort savings through control reuse and integrated audits.** It extends ISO with automotive modules (e.g., prototype protection), covering NIS2-relevant requirements per ENX analyses, for harmonized ISMS without duplication.

What is the first step to begin implementing **TISAX**?

**The first step is registering as a participant on the ENX Portal (tisax.org) and defining the Assessment Scope and Leadership Profile (ASLP).** Download VDA ISA Excel for gap analysis across 70+ controls; classify protection needs (Normal/High/Very High) with OEMs, then assemble cross-functional team for remediation roadmap.

What is the primary objective of **GLBA**?

**The primary objective of GLBA is to require financial institutions to explain their information-sharing practices and safeguard nonpublic personal information (NPI).** Enacted in 1999, GLBA's Title V mandates transparency via the **Privacy Rule (16 C.F.R. Part 313)** for notices and opt-outs on sharing NPI with nonaffiliated third parties, and security via the **Safeguards Rule (16 C.F.R. Part 314)** for a comprehensive written information security program with administrative, technical, and physical safeguards.

Who is legally or professionally required to comply with **GLBA**?

**Financial institutions under FTC jurisdiction, including non-banks like mortgage brokers, payday lenders, debt collectors, tax preparers, and auto dealers arranging financing, must comply with GLBA.** The activity-based definition covers entities handling NPI; exemptions apply for those with fewer than 5,000 customers from certain written requirements, but core safeguards remain mandatory. Federal banking regulators enforce for banks.

Does **GLBA** require an external audit or third-party certification?

**No, GLBA does not mandate external audits or third-party certification.** The **Safeguards Rule** requires internal risk assessments, vulnerability scans (semi-annually), penetration testing (annually for critical systems), and service provider oversight, with evidence like reports and remediation records. FTC enforcement focuses on demonstrable program effectiveness, not formal certification.

How often should an assessment for **GLBA** be performed?

**Risk assessments under GLBA must be performed periodically, at least annually, and upon material changes in operations, technology, or threats.** The revised **Safeguards Rule** (effective June 2023) mandates written assessments inventorying NPI, evaluating threats, and driving controls like encryption and access restrictions, with results reported annually by the **Qualified Individual** to the board or senior officer.

What are the consequences of non-compliance with **GLBA**?

**Non-compliance with GLBA can result in civil penalties up to $100,000 per violation for institutions and $10,000 per violation for individuals, plus up to 5 years imprisonment for willful violations.** FTC enforcement actions (e.g., Equifax, PayPal) impose multimillion-dollar fines, remediation, and reputational harm; post-May 2024, breaches affecting 500+ consumers require FTC notification within 30 days.

Can **GLBA** be mapped to other international frameworks?

**Yes, GLBA's Safeguards Rule elements map directly to frameworks like NIST CSF and ISO 27001.** Controls such as risk assessments, encryption, MFA, incident response, and vendor oversight align with NIST SP 800-53 and ISO 27001 Annex A, enabling integrated compliance without independent mention here.

What is the first step to begin implementing **GLBA**?

**The first step to implement GLBA is to designate a Qualified Individual to develop, implement, and supervise the information security program.** Per the revised **Safeguards Rule**, this person (internal or supervised external) conducts scoping, NPI inventory, and initial risk assessment, followed by board reporting and control rollout.

TISAX vs GLBA | GRADUM

Standards Comparison

TISAX

Mandatory

2017

Automotive standard for secure information exchange in supply chains

GLBA

Mandatory

1999

US federal law for financial privacy and data safeguards

Quick Verdict

TISAX standardizes automotive supply chain security assessments for trust and market access, while GLBA mandates US financial institutions protect consumer data via privacy notices and security programs to avoid hefty fines and ensure compliance.

Cybersecurity

TISAX

Trusted Information Security Assessment Exchange (TISAX)

Cost

€€€€

Complexity

High

Implementation Time

6-12 months

Key Features

Shareable labels via ENX portal reduce duplicate audits
Automotive-specific prototype protection controls
Risk-based AL1-AL3 assessment levels
VDA ISA catalog extending ISO 27001
Three-year validity with maturity grading

Financial Privacy

GLBA

Gramm-Leach-Bliley Act (GLBA)

Cost

€€€

Complexity

High

Implementation Time

6-12 months

Key Features

Mandates privacy notices and opt-out for NPI sharing
Requires written information security program with safeguards
Designates Qualified Individual and board reporting
Imposes 30-day FTC breach notification for 500+ consumers
Mandates service provider oversight and risk management

Detailed Analysis

A comprehensive look at the specific requirements, scope, and impact of each standard.

TISAX Details

What It Is

TISAX (Trusted Information Security Assessment Exchange) is an industry framework for standardizing information security assessments in the automotive supply chain. Developed by ENX Association based on VDA ISA catalog v5.0.4 or 6.0, it verifies protection of sensitive data like prototypes and IP using a risk-based approach with three maturity levels: Basic (AL1), Significant (AL2), Very High (AL3).

Key Components

70+ controls across 7 groups: Policy, Organization, Personnel, Physical Security, Access, Cryptography, Operations.
Automotive-specific modules for prototype protection, data protection.
Built on ISO 27001 ISMS principles with CIA triad extension.
Labels valid 3 years, exchanged via ENX portal.

Why Organizations Use It

OEMs mandate TISAX contractually for suppliers, preventing revenue loss and access denial. It cuts duplicate audits by 70-90%, boosts market access, mitigates breaches, builds trust in global chains. Strategic ROI includes efficiency and resilience.

Implementation Overview

Phased: Preparation (gap analysis), Remediation (controls, table-tops), Audit (by accredited providers like DQS/TÜV), Sustainment. Applies to OEMs, Tier 1/2 suppliers, services; scalable for SMEs to enterprises, 6-18 months, €15k-€150k+ costs.

GLBA Details

What It Is

The Gramm-Leach-Bliley Act (GLBA) is a US federal law enacted in 1999 to modernize financial services while protecting nonpublic personal information (NPI). It mandates transparency in data sharing and risk-based security for financial institutions, using Privacy and Safeguards Rules.

Key Components

**Privacy Rule (16 C.F.R. Part 313)Initial/annual notices, opt-out for nonaffiliated sharing.
**Safeguards Rule (16 C.F.R. Part 314)Written security program with administrative/technical/physical safeguards, Qualified Individual, board reporting, breach notification (>500 consumers).
**Pretexting ProvisionsAnti-social engineering protections. Built on risk assessment; no fixed controls, compliance via auditable program.

Why Organizations Use It

Mandatory for broad 'financial institutions' (banks, non-banks like tax firms).
Avoids penalties ($100k/violation), builds trust, manages vendor risks.
Enhances resilience, competitive differentiation via proven privacy/security.

Implementation Overview

Phased: scoping/NPI mapping, risk assessment, policies, controls (encryption/MFA), vendor oversight, training/testing. US-focused, all sizes; FTC enforces non-banks, ongoing evidence/audits required.

Key Differences

Aspect	TISAX	GLBA
Scope	Automotive info security & prototypes	Financial consumer data privacy/security
Industry	Automotive supply chain, global	US financial institutions, broad non-banks
Nature	Voluntary industry assessment/exchange	Mandatory federal regulation with enforcement
Testing	AL1-3 audits, on-site for high levels	Risk assessments, pen tests, vulnerability scans
Penalties	Contract loss, no legal fines	Fines up to $100k/violation, imprisonment

Scope

TISAX

Automotive info security & prototypes

GLBA

Financial consumer data privacy/security

Industry

TISAX

Automotive supply chain, global

GLBA

US financial institutions, broad non-banks

Nature

TISAX

Voluntary industry assessment/exchange

GLBA

Mandatory federal regulation with enforcement

Testing

TISAX

AL1-3 audits, on-site for high levels

GLBA

Risk assessments, pen tests, vulnerability scans

Penalties

TISAX

Contract loss, no legal fines

GLBA

Fines up to $100k/violation, imprisonment

Frequently Asked Questions

Common questions about TISAX and GLBA

TISAX FAQ

GLBA FAQ

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TISAX

GLBA

Quick Verdict

TISAX

Key Features

GLBA

Key Features

Detailed Analysis

TISAX Details

What It Is

Key Components

Why Organizations Use It

Implementation Overview

GLBA Details

What It Is

Key Components

Why Organizations Use It

Implementation Overview

Key Differences

Scope

Industry

Nature

Testing

Penalties

Frequently Asked Questions

TISAX FAQ

What is the primary objective of TISAX?

Who is legally or professionally required to comply with TISAX?

Does TISAX require an external audit or third-party certification?

How often should an assessment for TISAX be performed?

What are the consequences of non-compliance with TISAX?

Can TISAX be mapped to other international frameworks?

What is the first step to begin implementing TISAX?

GLBA FAQ

What is the primary objective of GLBA?

Who is legally or professionally required to comply with GLBA?

Does GLBA require an external audit or third-party certification?

How often should an assessment for GLBA be performed?

What are the consequences of non-compliance with GLBA?

Can GLBA be mapped to other international frameworks?

What is the first step to begin implementing GLBA?

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Measuring CIS Controls v8.1 in the Real World: KPIs, Dashboards, and Automated Evidence for Continuous Assurance

Asset-Backed Issuers and SEC Cybersecurity Rules: Applicability, Disclosures, and Compliance Roadmap

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ISO 26000 vs AS9120B

NIST 800-53 vs ISO 27018

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