AS9100
Aerospace quality management system extending ISO 9001
APRA CPS 234
Australian prudential standard for financial information security
Quick Verdict
AS9100 ensures quality management for global aerospace firms via certification, while APRA CPS 234 mandates information security resilience for Australian financial entities with strict testing and reporting. Aerospace suppliers seek market access; banks avoid regulatory penalties.
AS9100
AS9100D:2016 Quality Management Systems for Aviation, Space, Defense
Key Features
- Explicit configuration management for product integrity
- Dedicated product safety lifecycle controls
- Counterfeit parts prevention processes
- Operational risk management in Clause 8
- Enhanced supplier and sub-tier controls
APRA CPS 234
APRA Prudential Standard CPS 234 Information Security
Key Features
- Board ultimate responsibility for information security
- 72-hour APRA notification for material incidents
- Systematic independent testing of controls
- Third-party asset management obligations
- Asset classification by criticality and sensitivity
Detailed Analysis
A comprehensive look at the specific requirements, scope, and impact of each standard.
AS9100 Details
What It Is
AS9100D:2016 is the international certification standard for quality management systems (QMS) in aviation, space, and defense. It extends ISO 9001:2015 with over 100 aerospace-specific requirements, focusing on safety-critical processes via a process-based, risk-oriented approach using Annex SL structure.
Key Components
- **Clause 8 additionsconfiguration management (8.1.2), product safety (8.1.3), counterfeit prevention (8.1.4), operational risks (8.1.1).
- Enhanced supplier controls, human factors, and traceability.
- Built on PDCA cycle with leadership accountability (Clause 5) and performance evaluation (Clause 9).
- Third-party certification via IAQG-accredited audits, OASIS database listing.
Why Organizations Use It
- Market access: Required by OEMs for supply chain qualification.
- Risk reduction: Prevents defects, ensures product integrity, lowers escapes.
- Benefits: Improved delivery, cost savings, supplier performance.
- Builds stakeholder trust through proven safety and compliance.
Implementation Overview
- Phased: gap analysis, process design, training, internal audits, Stage 1/2 certification.
- Applies to designers, manufacturers, MROs globally.
- 6-18 months typical, with annual surveillance.
APRA CPS 234 Details
What It Is
APRA Prudential Standard CPS 234 (Information Security) is a binding prudential regulation issued by the Australian Prudential Regulation Authority, effective 1 July 2019. It mandates APRA-regulated entities like banks, insurers, and super funds to maintain information security capabilities commensurate with threats to protect confidentiality, integrity, and availability of information assets, including those managed by third parties.
Key Components
- Governance with Board ultimate accountability and defined roles.
- Information asset classification by criticality and sensitivity.
- Commensurate controls, systematic testing, and independent assurance.
- Incident response plans with annual testing.
- 72-hour APRA notification for material incidents; 10 business days for unremediable weaknesses. No fixed control count; risk-based approach.
Why Organizations Use It
- Mandatory compliance to avoid enforcement, penalties, and scrutiny.
- Enhances operational resilience, reduces incident impact.
- Builds customer trust, enables better vendor terms.
- Strategic differentiation in partnerships and market access.
Implementation Overview
Phased: gap analysis, policy framework, asset register, controls, testing, monitoring. Applies to all sizes of APRA entities in Australia; requires ongoing assurance, no formal certification but APRA audits.
Key Differences
| Aspect | AS9100 | APRA CPS 234 |
|---|---|---|
| Scope | Quality management for aerospace products/services | Information security for financial information assets |
| Industry | Aviation, space, defense globally | Australian financial services (banks, insurers) |
| Nature | Voluntary certification standard | Mandatory prudential regulation |
| Testing | Third-party certification audits, internal audits | Systematic control testing, internal audit assurance |
| Penalties | Loss of certification, market exclusion | Regulatory sanctions, fines, enforcement actions |
Scope
Industry
Nature
Testing
Penalties
Frequently Asked Questions
Common questions about AS9100 and APRA CPS 234
AS9100 FAQ
APRA CPS 234 FAQ
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