What is the primary objective of **AS9120B**?

**AS9120B's primary objective is to establish a quality management system (QMS) for organizations that procure, store, split, and resell aerospace parts without altering product characteristics.** Built on ISO 9001:2015’s 10-clause structure, it adds over 100 aerospace-specific requirements addressing distribution risks like loss of traceability, counterfeit/suspected unapproved parts, documentation errors, and external provider controls. This ensures chain-of-custody integrity, product safety, and conformity from receipt to delivery.

Who is legally or professionally required to comply with **AS9120B**?

**AS9120B applies to stockist distributors, pass-through distributors, and those performing batch splitting in aviation, space, and defense supply chains.** It targets organizations procuring, storing, and reselling parts without modifying characteristics, excluding value-added activities like machining or MRO. While not legally mandatory, it is a commercial requirement from OEMs and primes for supply chain approval, with ~2,442 global certifications (836 in U.S.) as of May 2023 enabling OASIS listing and market access.

Does **AS9120B** require an external audit or third-party certification?

**Yes, AS9120B requires third-party certification through a two-stage external audit by an accredited body.** Stage 1 reviews documentation and scope; Stage 2 verifies implementation and effectiveness per AS9101F criteria. Certification, valid for 3 years with annual surveillance, lists organizations in IAQG’s OASIS database, functioning as a de facto market entry credential for ASD distributors.

How often should an assessment for **AS9120B** be performed?

**AS9120B requires internal audits at planned intervals to cover the QMS annually, plus management reviews at defined intervals.** Internal audits (Clause 9.2) ensure conformity and effectiveness using process-based approaches like PEAR/Turtle diagrams. Management reviews (Clause 9.3) occur periodically, incorporating performance data, risks, and audit results. Surveillance audits follow certification annually, with recertification every 3 years.

What are the consequences of non-compliance with **AS9120B**?

**Non-compliance with AS9120B risks commercial exclusion, supply chain rejection, and operational liabilities.** Without certification, distributors face OEM/prime disqualification, lost OASIS visibility, contract penalties, recalls, and safety incidents from traceability failures or counterfeit parts. Audit findings trigger corrective actions; persistent issues lead to certification suspension, revenue loss, and legal exposure for product nonconformities.

Can **AS9120B** be mapped to other international frameworks?

**Yes, AS9120B aligns directly with ISO 9001:2015’s 10-clause high-level structure, enabling seamless mapping and integration.** It adopts all ISO 9001 requirements as baseline, adding aerospace distributor controls (e.g., Clause 8.1.4 counterfeit prevention, 8.5.2 traceability). This facilitates dual certification, with “not applicable” justifications (e.g., Clause 8.3 design) documented in scope (Clause 4.3) without compromising conformity.

What is the first step to begin implementing **AS9120B**?

**The first step is conducting a formal gap analysis against AS9120B clauses using a cross-functional team.** Map current processes to the 10-clause structure, prioritizing distributor risks like supplier controls, traceability, and counterfeit prevention. Document scope (Clause 4.3), justify “not applicable” items, and produce a prioritized risk register and implementation backlog for leadership review.

What is the primary objective of **ISO 41001**?

**ISO 41001:2018 specifies requirements for a facility management (FM) system to demonstrate effective and efficient FM delivery that supports the demand organization’s objectives, consistently meets interested parties’ needs and applicable requirements, and aims for sustainability in a globally competitive environment.** This is outlined in Clause 1 (Scope), distinguishing the FM organization (accountable for the system) from the demand organization, and follows the High-Level Structure (HLS) with PDCA cycle across Clauses 4–10.

Who is legally or professionally required to comply with **ISO 41001**?

**ISO 41001 is voluntary and non-sector-specific, applicable to all organizations or parts thereof—public or private, any size, type, or location—delivering FM services in-house, outsourced, or hybrid.** Clause 1 confirms no legal mandates; compliance is driven by professional needs like tenders, client contracts, or strategic alignment with demand organization objectives (Introduction).

Does **ISO 41001** require an external audit or third-party certification?

**No, ISO 41001 does not require external audit or third-party certification; it supports multiple conformity demonstrations including self-declaration, external party confirmation, or accredited certification.** The Introduction lists certification as optional, with Clauses 9–10 enabling internal audits and management reviews for evidence.

How often should an assessment for **ISO 41001** be performed?

**ISO 41001 requires periodic internal audits (Clause 9.2) and management reviews (Clause 9.3), typically annually or as determined by risks, performance, and context.** Clause 5.2 mandates policy periodic review and reporting to top management; frequency aligns with PDCA for continual improvement (Clauses 9–10).

What are the consequences of non-compliance with **ISO 41001**?

**ISO 41001 carries no direct legal penalties as a voluntary standard, but non-compliance risks operational failures, regulatory breaches, contractual losses, higher costs, and reputational damage.** Absenteeism in FM system alignment (Clauses 4–6) can lead to inefficiencies, unmet stakeholder needs (Clause 4.2), or audit nonconformities during voluntary certification.

Can **ISO 41001** be mapped to other international frameworks?

**Yes, ISO 41001 uses the High-Level Structure (HLS) and PDCA, enabling seamless mapping and integration with other ISO management system standards.** Clauses 4–10 align for combined audits and shared processes like risk (Clause 6), policy (Clause 5), and performance evaluation (Clause 9).

What is the first step to begin implementing **ISO 41001**?

**The first step is determining organizational context, interested parties, and their requirements per Clause 4, including documenting external/internal issues (4.1), stakeholder needs with update processes (4.2), and establishing FM system scope and boundaries as documented information (4.3).** This foundational analysis informs leadership, planning, and scope (Clauses 4–6).

AS9120B vs ISO 41001

Standards Comparison

AS9120B

Mandatory

2016

Aerospace standard for distributor quality management systems

ISO 41001

Voluntary

2018

International standard for facility management systems

Quick Verdict

AS9120B ensures quality in aerospace distribution via traceability and counterfeit controls, while ISO 41001 aligns facility management with organizational goals through integrated services. Distributors adopt AS9120B for supply chain approval; all organizations use ISO 41001 for efficient, sustainable FM.

Quality Management

AS9120B

AS9120B Quality Management Systems – Requirements for Distributors

Cost

€€€

Complexity

High

Implementation Time

6-12 months

Key Features

Counterfeit and suspected unapproved parts prevention
Enhanced traceability for split lots and chain-of-custody
Risk-based external provider evaluation and controls
Configuration management via sales order identifiers
Aerospace-specific preservation and storage requirements

Facility Management

ISO 41001

ISO 41001:2018 Facility management — Management systems

Cost

€€€

Complexity

Medium

Implementation Time

12-18 months

Key Features

Distinguishes FM organization from demand organization
HLS alignment for integrated management systems
Risk planning includes continuity and emergencies
Stakeholder coordination and service integration
Climate action via Amendment 1:2024

Detailed Analysis

A comprehensive look at the specific requirements, scope, and impact of each standard.

AS9120B Details

What It Is

AS9120B is the IAQG quality management system standard for aviation, space, and defense distributors, built on ISO 9001:2015's 10-clause structure. It adds over 100 aerospace-specific requirements for organizations procuring, storing, splitting, and reselling parts without alteration. Primary purpose: mitigate distribution risks like traceability loss and counterfeit infiltration via risk-based thinking and PDCA methodology.

Key Components

**Clauses 4-10Context, leadership, planning, support, operation, evaluation, improvement.
Distributor-focused: counterfeit prevention, traceability, supplier controls, preservation.
Over 100 IAQG additions beyond ISO 9001.
Certification via accredited bodies, OASIS listing, surveillance audits.

Why Organizations Use It

Commercial necessity for OEM/Tier-1 supply chains.
Reduces risks of nonconformities, recalls, liabilities.
Builds customer trust, enables market access (2,442 global certifications).
Drives efficiency, KPIs like OTIF, NCR rates.

Implementation Overview

6-12 months phased rollout: gap analysis, process design, training, audits.
Cross-functional teams, risk registers, IT for traceability.
Applies to stockists/distributors globally; multi-site scalable.

ISO 41001 Details

What It Is

ISO 41001:2018 — Facility management — Management systems — Requirements with guidance for use — is a certifiable international management system standard for facility management (FM). Its primary purpose is to ensure effective, efficient FM delivery supporting the demand organization's objectives, meeting stakeholder needs, and promoting sustainability. It follows the High-Level Structure (HLS) and PDCA cycle for risk-based planning and continual improvement.

Key Components

Core clauses: Context (4), Leadership (5), Planning (6), Support (7), Operation (8), Performance evaluation (9), Improvement (10).
FM-specific elements like stakeholder coordination, service integration, and demand organization alignment.
Built on HLS for interoperability with ISO 9001, 14001, 45001.
Voluntary certification via accredited bodies with audits.

Why Organizations Use It

Strategic alignment of FM with business goals, cost control, occupant wellbeing.
Risk mitigation (continuity, emergencies, climate via Amendment 1:2024).
Competitive edge in tenders, ESG reporting, supplier governance.
Builds stakeholder trust through measurable performance.

Implementation Overview

Phased: gap analysis, policy/objectives, processes, audits, certification.
Applicable to all sizes/sectors; 6-24 months typical.
Involves training, KPIs, internal audits, management reviews.

Key Differences

Aspect	AS9120B	ISO 41001
Scope	Aerospace parts distribution QMS	Facility management system
Industry	Aviation, space, defense distributors	All sectors, non-sector-specific
Nature	Voluntary IAQG certification standard	Voluntary ISO certification standard
Testing	IAQG audits, OASIS certification	ISO audits, management reviews
Penalties	Loss of certification, market exclusion	Loss of certification, no legal penalties

Scope

AS9120B

Aerospace parts distribution QMS

ISO 41001

Facility management system

Industry

AS9120B

Aviation, space, defense distributors

ISO 41001

All sectors, non-sector-specific

Nature

AS9120B

Voluntary IAQG certification standard

ISO 41001

Voluntary ISO certification standard

Testing

AS9120B

IAQG audits, OASIS certification

ISO 41001

ISO audits, management reviews

Penalties

AS9120B

Loss of certification, market exclusion

ISO 41001

Loss of certification, no legal penalties

Frequently Asked Questions

Common questions about AS9120B and ISO 41001

AS9120B FAQ

ISO 41001 FAQ

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AS9120B

ISO 41001

Quick Verdict

AS9120B

Key Features

ISO 41001

Key Features

Detailed Analysis

AS9120B Details

What It Is

Key Components

Why Organizations Use It

Implementation Overview

ISO 41001 Details

What It Is

Key Components

Why Organizations Use It

Implementation Overview

Key Differences

Scope

Industry

Nature

Testing

Penalties

Frequently Asked Questions

AS9120B FAQ

What is the primary objective of AS9120B?

Who is legally or professionally required to comply with AS9120B?

Does AS9120B require an external audit or third-party certification?

How often should an assessment for AS9120B be performed?

What are the consequences of non-compliance with AS9120B?

Can AS9120B be mapped to other international frameworks?

What is the first step to begin implementing AS9120B?

ISO 41001 FAQ

What is the primary objective of ISO 41001?

Who is legally or professionally required to comply with ISO 41001?

Does ISO 41001 require an external audit or third-party certification?

How often should an assessment for ISO 41001 be performed?

What are the consequences of non-compliance with ISO 41001?

Can ISO 41001 be mapped to other international frameworks?

What is the first step to begin implementing ISO 41001?

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Run Maturity Assessments with GRADUM

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