ISO 37301
International certifiable standard for compliance management systems
TISAX
Automotive standard for information security assessments and exchange
Quick Verdict
ISO 37301 establishes certifiable compliance management systems for all industries, fostering risk-based integrity culture. TISAX mandates automotive-specific information security assessments for supply chain trust. Organizations adopt ISO 37301 for broad governance assurance; TISAX for OEM contracts and prototype protection.
ISO 37301
ISO 37301:2021 Compliance management systems – Requirements
Key Features
- Certifiable CMS requirements replacing guidance-only ISO 19600
- HLS-aligned for seamless integration with other ISO standards
- Risk-based compliance obligations assessment and planning
- Top management commitment and compliance culture emphasis
- Mandatory confidential whistleblowing channels and protections
TISAX
Trusted Information Security Assessment Exchange (TISAX)
Key Features
- ENX portal enables secure sharing of assessment results
- Three assessment levels scaled to data protection needs
- Automotive-specific prototype protection controls
- VDA ISA catalog with 70+ maturity-rated controls
- Three-year label validity without annual surveillance audits
Detailed Analysis
A comprehensive look at the specific requirements, scope, and impact of each standard.
ISO 37301 Details
What It Is
ISO 37301:2021, Compliance management systems – Requirements with guidance for use, is a certifiable international standard for Compliance Management Systems (CMS). It specifies auditable requirements to establish, implement, maintain, and improve effective CMS across all organization sizes and sectors. Employs risk-based approach, Plan-Do-Check-Act (PDCA) cycle, and ISO High-Level Structure (HLS) for integration.
Key Components
- Leadership and commitment, compliance policy, roles.
- **Planningobligations identification, risk assessment, objectives.
- **Supportresources, competence, awareness, communication, whistleblowing.
- **Operationcontrols, third-party management, investigations.
- **Performance evaluationmonitoring, audits, management reviews.
- **Improvementnonconformities, continual enhancement. Follows HLS with companion standards like ISO 37302/37303; certifiable via accredited bodies (e.g., ANAB).
Why Organizations Use It
Provides third-party assurance, reduces regulatory risks/fines, builds integrity culture. Drives ESG alignment, investor trust, reputational resilience. Enables integrated management systems, supports UN SDGs, responds to regulatory complexity.
Implementation Overview
Phased: context analysis, obligation register, controls embedding, training, audits. Scalable for SMEs/large enterprises, all industries. Certification via initial/surveillance audits (3-year cycle); 2024 Amendment adds climate action.
TISAX Details
What It Is
TISAX (Trusted Information Security Assessment Exchange) is an industry-specific certification framework developed by the ENX Association and VDA for the automotive supply chain. It standardizes information security assessments to protect sensitive data like IP, prototypes, and personal information against cyber threats. The risk-based approach uses the VDA ISA catalog with three maturity levels: Basic, Significant, Very High.
Key Components
- 70+ controls across 7 groups: Policy, Organization, Personnel, Physical Security, Access, Cryptography, Operations.
- **Assessment levelsAL1 (self), AL2 (remote), AL3 (on-site).
- Built on ISO 27001 with automotive extensions like prototype protection.
- ENX portal for secure result exchange; labels valid 3 years.
Why Organizations Use It
- Contractual mandates from OEMs like BMW, Volkswagen.
- Mitigates supply chain risks, prevents €millions in losses.
- Enables market access, reduces duplicate audits (70-90% savings).
- Builds trust, enhances resilience and competitive edge.
Implementation Overview
Phased: preparation/gap analysis (1-3 months), remediation/tabletops (3-9 months), audit/certification (2-4 months). Targets automotive suppliers/OEMs globally; scalable for SMEs to enterprises via self-assessments or full audits.
Key Differences
| Aspect | ISO 37301 | TISAX |
|---|---|---|
| Scope | Compliance obligations, risks, culture across operations | Information security, prototype protection in automotive |
| Industry | All sectors worldwide, all sizes | Automotive supply chain, primarily Europe |
| Nature | Voluntary certifiable management system standard | Industry-specific assessment exchange framework |
| Testing | Certification audits by accredited bodies, 3-year cycle | AL1-AL3 assessments by ENX providers, 3-year validity |
| Penalties | Loss of certification, no legal fines | Contract loss, OEM exclusion, no direct fines |
Scope
Industry
Nature
Testing
Penalties
Frequently Asked Questions
Common questions about ISO 37301 and TISAX
ISO 37301 FAQ
TISAX FAQ
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