Standards Comparison

    NIST 800-53

    Mandatory
    2020

    U.S. catalog of security and privacy controls

    VS

    AS9120B

    Mandatory
    2016

    Aerospace QMS standard for parts distributors.

    Quick Verdict

    NIST 800-53 provides flexible security/privacy controls for federal systems and contractors via RMF, while AS9120B mandates QMS certification for aerospace distributors ensuring traceability and counterfeit prevention. Organizations adopt NIST for risk-managed compliance, AS9120B for supply chain market access.

    Security Controls

    NIST 800-53

    NIST SP 800-53 Rev. 5 Security and Privacy Controls

    Cost
    €€€
    Complexity
    Medium
    Implementation Time
    18-24 months

    Key Features

    • 20 control families integrating security and privacy
    • Risk-based baselines for low/moderate/high impact levels
    • Outcome-based controls enabling tailoring and overlays
    • Machine-readable OSCAL formats for automation
    • Full integration with RMF lifecycle processes
    Quality Management

    AS9120B

    AS9120B Quality Management Systems for Distributors

    Cost
    €€€€
    Complexity
    High
    Implementation Time
    6-12 months

    Key Features

    • Counterfeit and suspect unapproved parts prevention
    • Traceability and chain-of-custody controls for split lots
    • Risk-based external provider evaluation and flowdown
    • Configuration management via sales orders
    • Preservation and product safety awareness requirements

    Detailed Analysis

    A comprehensive look at the specific requirements, scope, and impact of each standard.

    NIST 800-53 Details

    What It Is

    NIST SP 800-53 Revision 5 is the U.S. federal government's primary catalog of security and privacy controls for information systems and organizations. It provides a flexible, risk-based framework to protect confidentiality, integrity, availability, and privacy risks through standardized safeguards.

    Key Components

    • Organized into 20 control families (e.g., AC, AU, SR, PT) with over 1,100 base controls and enhancements.
    • Baselines in SP 800-53B for low/moderate/high impact plus privacy baseline.
    • Outcome-based statements, parameters, tailoring, overlays; linked to SP 800-53A assessments and RMF (SP 800-37).
    • OSCAL machine-readable formats enable automation.

    Why Organizations Use It

    • Mandatory for federal agencies via FISMA/OMB A-130; voluntary for others.
    • Manages diverse threats, enables reciprocity, builds trust.
    • Strategic resilience, compliance leverage, supply chain assurance.

    Implementation Overview

    • **RMF lifecyclecategorize, select/tailor baselines, implement, assess, authorize, monitor.
    • Phased for all sizes/industries; high documentation, automation recommended. No formal certification; audits via assessments.

    AS9120B Details

    What It Is

    AS9120B is the IAQG quality management system standard for aviation, space, and defense distributors. It augments ISO 9001:2015's high-level structure with distributor-specific requirements. Primary purpose: ensure traceability, prevent counterfeit parts, and maintain product conformity without altering characteristics. Adopts risk-based thinking and PDCA approach.

    Key Components

    • Over 100 aerospace additions to ISO 9001 clauses 4-10.
    • Core areas: context analysis, leadership, planning, support, operations (traceability, preservation, external providers), performance evaluation, improvement.
    • Built on 10-clause HLS; requires documented information, not full manual.
    • Certification via accredited bodies, OASIS listing.

    Why Organizations Use It

    • Commercial necessity for OEM/Tier-1 supply chains.
    • Mitigates risks like traceability loss, counterfeits.
    • Builds customer trust, market access (2,442 global certs).
    • Enhances efficiency, reduces nonconformities.

    Implementation Overview

    • Phased: gap analysis, process design, training, audits (6-12 months).
    • For distributors globally; cross-functional teams.
    • Stage 1/2 certification audits required.

    Key Differences

    Scope

    NIST 800-53
    Security/privacy controls catalog for info systems
    AS9120B
    QMS for aerospace parts distribution/traceability

    Industry

    NIST 800-53
    Federal/contractors, any processing info globally
    AS9120B
    Aerospace distributors, aviation/space/defense

    Nature

    NIST 800-53
    Voluntary control framework with baselines
    AS9120B
    Certification standard based on ISO 9001:2015

    Testing

    NIST 800-53
    RMF assessments, continuous monitoring, 800-53A
    AS9120B
    Internal audits, certification body surveillance audits

    Penalties

    NIST 800-53
    No legal penalties, contract/FedRAMP loss
    AS9120B
    No legal penalties, certification loss/market exclusion

    Frequently Asked Questions

    Common questions about NIST 800-53 and AS9120B

    NIST 800-53 FAQ

    AS9120B FAQ

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