What is the primary objective of **SQF**?

**The primary objective of SQF is to provide a rigorous, HACCP-based food safety management system that assures consistent production of safe food products across the supply chain.** Administered by the SQF Institute (SQFI), SQF combines universal **Module 2 System Elements**—including management commitment, food safety plans, verification, traceability, food defense, allergen management, and training—with sector-specific Good Practices modules (e.g., **Module 11** for food manufacturing GMPs). This GFSI-benchmarked framework ensures preventive controls, operational PRPs, and continuous improvement, enabling certification as a "license to trade" for retailers and brands.

Who is legally or professionally required to comply with **SQF**?

**SQF compliance is not legally mandated but is a professional requirement for suppliers to major retailers, brand owners, and foodservice providers worldwide.** Over 14,000 sites in 40+ countries pursue SQF certification across food manufacturing, storage/distribution, packaging, primary production, pet food, and supplements. **Food Sector Categories (FSCs)** tailor requirements; sites must implement **Module 2** plus applicable GMP/GAP modules. Senior management designates a full-time, on-site **SQF Practitioner** with HACCP competency.

Does **SQF** require an external audit or third-party certification?

**Yes, SQF mandates external audits by SQFI-licensed Certification Bodies (CBs) accredited to ISO/IEC 17065 for third-party certification.** Annual certification audits (initial, surveillance, recertification) scope products, processes, and modules; unannounced audits occur periodically (e.g., every 3 years). Nonconformities are graded (minor=1pt, major=5pts, critical=50pts) with score bands (E:96-100, G:86-95, C:70-85, F:<70). Auditor safeguards include rotation limits and witnessed audits.

How often should an assessment for **SQF** be performed?

**SQF requires annual external certification audits with internal audits conducted regularly to maintain the system.** **Management review** occurs at least annually (with monthly SQF Practitioner updates), covering audits, CAPAs, complaints, and hazards. Internal audits (mandatory **2.5.5**) verify full system implementation; trend analysis from verification (**2.5.2**), validation (**2.5.1**), and records supports ongoing assessments. Crisis/recall plans must be tested annually.

What are the consequences of non-compliance with **SQF**?

**Non-compliance with SQF results in audit failure, certification denial/suspension, and loss of market access to GFSI-demanding buyers.** Critical nonconformities (e.g., uncontrolled hazards) trigger immediate suspension; majors/minors require CAPA closure (often within 30 days). Repeated failures lead to decertification, increased buyer audits, recall risks, and commercial exclusion. SQFI publicly lists certificates, amplifying reputational impact.

Can **SQF** be mapped to other international frameworks?

**Yes, SQF maps to GFSI-benchmarked frameworks through its HACCP foundation and management system elements.** **Module 2** aligns with universal controls like document management, internal audits, and CAPA, facilitating integration with existing systems. SQF Quality Code layers atop GFSI food safety programs. While standalone, its structure supports regulatory alignment (e.g., FSMA preventive controls) without direct substitution.

What is the first step to begin implementing **SQF**?

**The first step to implement SQF is to register the site in the SQFI assessment database and select applicable modules.** Designate a full-time **SQF Practitioner** (HACCP-trained, site-employed), conduct a gap analysis against **Edition 9** (effective May 2021), and develop the food safety policy signed by senior management. Document the system ("say what you do"), implement PRPs/HACCP ("do what you say"), and prove via records ("prove it").

What is the primary objective of **AS9100**?

**AS9100 establishes a quality management system (QMS) for aviation, space, and defense organizations to ensure product safety, configuration integrity, and supply chain reliability.** It builds on ISO 9001:2015 with over 100 aerospace-specific requirements in Clauses 4–10, emphasizing operational risk management (8.1.1), configuration management (8.1.2), product safety (8.1.3), and counterfeit parts prevention (8.1.4). The standard drives consistent quality, cost, and delivery across complex supply chains via process-based controls, risk-based thinking, and lifecycle assurance.

Who is legally or professionally required to comply with **AS9100**?

**AS9100 applies to organizations that design, develop, manufacture, or service aviation, space, and defense products and services.** It targets manufacturers of parts, materials suppliers, design centers, and quality support organizations in the ASD sector. Major OEMs and primes require certification as a supplier qualification condition, with visibility via IAQG’s OASIS database; AS9110 and AS9120 variants address MRO and distributors specifically.

Does **AS9100** require an external audit or third-party certification?

**Yes, AS9100 requires accredited third-party certification via a two-stage audit process.** Stage 1 assesses documentation and readiness; Stage 2 verifies implementation and effectiveness using AS9101 guidance. Certification is maintained through annual surveillance audits and recertification every three years by IAQG-approved bodies.

How often should an assessment for **AS9100** be performed?

**AS9100 mandates internal audits at planned intervals per Clause 9.2, with annual surveillance audits and full recertification every three years post-certification.** Organizations must conduct risk-based internal audits covering all processes, plus management reviews (Clause 9.3) to evaluate QMS performance, nonconformities, and continual improvement.

What are the consequences of non-compliance with **AS9100**?

**Non-compliance with AS9100 risks certification suspension, loss of supplier approval, and exclusion from OEM contracts.** Major nonconformities in audits require root-cause corrective actions within 60–90 days; persistent issues lead to recertification failure, supply chain disqualification via OASIS, and potential safety incidents from inadequate configuration, safety, or counterfeit controls.

An **AS9100** be mapped to other international frameworks?

**Yes, AS9100D aligns with ISO 9001:2015’s Annex SL 10-clause structure, enabling mapping to compatible management systems.** Its process-based QMS supports integration via shared elements like risk-based thinking (Clause 6.1), leadership (Clause 5), and performance evaluation (Clause 9), while retaining aerospace-specific operational controls.

What is the first step to begin implementing **AS9100**?

**The first step is conducting a gap analysis against AS9100D requirements to assess current processes.** Review Clauses 4–10, define QMS scope (Clause 4.3), identify internal/external issues and interested parties (4.1–4.2), and prioritize aerospace additions like product safety and supplier controls for a phased implementation plan.

SQF vs AS9100 | GRADUM

Q: How often should an assessment for **SQF** be performed?

**SQF requires annual external certification audits with internal audits conducted regularly to maintain the system.** **Management review** occurs at least annually (with monthly SQF Practitioner updates), covering audits, CAPAs, complaints, and hazards. Internal audits (mandatory **2.5.5**) verify full system implementation; trend analysis from verification (**2.5.2**), validation (**2.5.1**), and records supports ongoing assessments. Crisis/recall plans must be tested annually.

Q: What are the consequences of non-compliance with **SQF**?

**Non-compliance with SQF results in audit failure, certification denial/suspension, and loss of market access to GFSI-demanding buyers.** Critical nonconformities (e.g., uncontrolled hazards) trigger immediate suspension; majors/minors require CAPA closure (often within 30 days). Repeated failures lead to decertification, increased buyer audits, recall risks, and commercial exclusion. SQFI publicly lists certificates, amplifying reputational impact.

Q: Can **SQF** be mapped to other international frameworks?

**Yes, SQF maps to GFSI-benchmarked frameworks through its HACCP foundation and management system elements.** **Module 2** aligns with universal controls like document management, internal audits, and CAPA, facilitating integration with existing systems. SQF Quality Code layers atop GFSI food safety programs. While standalone, its structure supports regulatory alignment (e.g., FSMA preventive controls) without direct substitution.

Q: What is the first step to begin implementing **SQF**?

**The first step to implement SQF is to register the site in the SQFI assessment database and select applicable modules.** Designate a full-time **SQF Practitioner** (HACCP-trained, site-employed), conduct a gap analysis against **Edition 9** (effective May 2021), and develop the food safety policy signed by senior management. Document the system ("say what you do"), implement PRPs/HACCP ("do what you say"), and prove via records ("prove it").

Q: What is the primary objective of **AS9100**?

**AS9100 establishes a quality management system (QMS) for aviation, space, and defense organizations to ensure product safety, configuration integrity, and supply chain reliability.** It builds on ISO 9001:2015 with over 100 aerospace-specific requirements in Clauses 4–10, emphasizing operational risk management (8.1.1), configuration management (8.1.2), product safety (8.1.3), and counterfeit parts prevention (8.1.4). The standard drives consistent quality, cost, and delivery across complex supply chains via process-based controls, risk-based thinking, and lifecycle assurance.

Q: Who is legally or professionally required to comply with **AS9100**?

**AS9100 applies to organizations that design, develop, manufacture, or service aviation, space, and defense products and services.** It targets manufacturers of parts, materials suppliers, design centers, and quality support organizations in the ASD sector. Major OEMs and primes require certification as a supplier qualification condition, with visibility via IAQG’s OASIS database; AS9110 and AS9120 variants address MRO and distributors specifically.

Q: Does **AS9100** require an external audit or third-party certification?

**Yes, AS9100 requires accredited third-party certification via a two-stage audit process.** Stage 1 assesses documentation and readiness; Stage 2 verifies implementation and effectiveness using AS9101 guidance. Certification is maintained through annual surveillance audits and recertification every three years by IAQG-approved bodies.

Standards Comparison

SQF

Voluntary

2023

GFSI-benchmarked food safety certification program

AS9100

Mandatory

2016

International standard for aerospace quality management systems.

Quick Verdict

SQF ensures food safety via HACCP and GMPs for global food chains, while AS9100 extends ISO 9001 with aerospace-specific controls like configuration management and counterfeit prevention. Companies adopt SQF for retailer approval and AS9100 for OEM contracts and safety-critical reliability.

Agile Scaling

SQF

SQF Food Safety Code Edition 9

Cost

€€€

Complexity

High

Implementation Time

6-12 months

Key Features

Modular architecture: Module 2 backbone plus sector GMPs
HACCP-based food safety plans with PRPs
GFSI-benchmarked global certification recognition
Mandates full-time onsite SQF Practitioner
Say-do-prove implementation triad with verification

Quality Management

AS9100

AS9100D: Quality Management Systems for Aerospace

Cost

€€€€

Complexity

High

Implementation Time

12-18 months

Key Features

Configuration management for product integrity
Product safety processes across lifecycle
Counterfeit parts prevention controls
Operational risk management in Clause 8
Enhanced supplier and supply chain controls

Detailed Analysis

A comprehensive look at the specific requirements, scope, and impact of each standard.

SQF Details

What It Is

SQF Food Safety Code Edition 9 is a GFSI-benchmarked certification program administered by SQFI. It ensures food safety across supply chains via HACCP-based risk management from farm to fork.

Key Components

**Module 2Universal system elements (management commitment, HACCP plans, verification, traceability).
Sector modules (e.g., Module 11 GMPs for manufacturing).
~200 auditable clauses emphasizing PRPs, food defense, allergens.
Built on Codex HACCP; certification via third-party audits with scoring.

Why Organizations Use It

Meets retailer mandates as license to trade.
Reduces recalls, audits; aligns with FSMA/EU regs.
Builds food safety culture, supplier trust, resilience.
Enhances market access, efficiency, reputation.

Implementation Overview

Phased: gap analysis, document HACCP/PRPs, train (SQF Practitioner required), internal audits, certify annually. Suits all sizes/industries; 6-12 months typical via PDCA.

AS9100 Details

What It Is

AS9100D (AS9100:2016) is a certification standard for quality management systems (QMS) in aviation, space, and defense. It builds on ISO 9001:2015 with over 100 aerospace-specific requirements, using a process-based, risk-based approach to ensure product safety and supply chain integrity.

Key Components

10-clause Annex SL structure covering context, leadership, planning, support, operation, evaluation, and improvement.
Aerospace additions: configuration management (8.1.2), product safety (8.1.3), counterfeit prevention (8.1.4), operational risk (8.1.1).
Built on PDCA cycle; requires third-party certification via Stage 1/2 audits, surveillance, recertification.

Why Organizations Use It

Mandated by OEMs for market access.
Reduces defects, improves delivery, manages risks.
Enhances supplier performance, builds stakeholder trust.

Implementation Overview

Phased: gap analysis, process design, training, audits (6-18 months).
Applies to manufacturers, designers, MROs globally; evidence-driven audits essential.

Key Differences

Aspect	SQF	AS9100
Scope	Food safety management and quality across supply chain	Aerospace quality management with safety and configuration focus
Industry	Food manufacturing, storage, distribution globally	Aviation, space, defense manufacturing globally
Nature	GFSI-benchmarked voluntary certification	IAQG-managed voluntary certification
Testing	Annual audits with unannounced, nonconformity scoring	Stage 1/2 audits, annual surveillance, recertification
Penalties	Certification loss, market access denial	Certification suspension, supplier disqualification

Scope

SQF

Food safety management and quality across supply chain

AS9100

Aerospace quality management with safety and configuration focus

Industry

SQF

Food manufacturing, storage, distribution globally

AS9100

Aviation, space, defense manufacturing globally

Nature

SQF

GFSI-benchmarked voluntary certification

AS9100

IAQG-managed voluntary certification

Testing

SQF

Annual audits with unannounced, nonconformity scoring

AS9100

Stage 1/2 audits, annual surveillance, recertification

Penalties

SQF

Certification loss, market access denial

AS9100

Certification suspension, supplier disqualification

Frequently Asked Questions

Common questions about SQF and AS9100

SQF FAQ

AS9100 FAQ

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SQF

AS9100

Quick Verdict

SQF

Key Features

AS9100

Key Features

Detailed Analysis

SQF Details

What It Is

Key Components

Why Organizations Use It

Implementation Overview

AS9100 Details

What It Is

Key Components

Why Organizations Use It

Implementation Overview

Key Differences

Scope

Industry

Nature

Testing

Penalties

Frequently Asked Questions

SQF FAQ

What is the primary objective of SQF?

Who is legally or professionally required to comply with SQF?

Does SQF require an external audit or third-party certification?

How often should an assessment for SQF be performed?

What are the consequences of non-compliance with SQF?

Can SQF be mapped to other international frameworks?

What is the first step to begin implementing SQF?

AS9100 FAQ

What is the primary objective of AS9100?

Who is legally or professionally required to comply with AS9100?

Does AS9100 require an external audit or third-party certification?

How often should an assessment for AS9100 be performed?

What are the consequences of non-compliance with AS9100?

An AS9100 be mapped to other international frameworks?

What is the first step to begin implementing AS9100?

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Step-by-Step Implementation Guide to ISO 27701: Building a Privacy Information Management System (PIMS) on Your ISO 27001 Foundation

5 Ways Modern Compliance Software Makes Evolving Regulations Your Strategic Advantage

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