RoHS
EU directive restricting hazardous substances in EEE
ISO 56002
International guidance for innovation management systems
Quick Verdict
RoHS mandates hazardous substance limits in EEE for EU market access, while ISO 56002 provides voluntary guidance for building innovation management systems. Manufacturers adopt RoHS for compliance; leaders use ISO 56002 to systematize innovation for sustained growth.
RoHS
Directive 2011/65/EU (RoHS 2 recast)
Key Features
- Homogeneous material limits: 0.1% for most, 0.01% cadmium
- Open scope: all EEE unless explicitly excluded
- Time-limited exemptions via delegated directives
- Requires technical file and EU Declaration of Conformity
- Tiered testing per IEC 62321 standards
ISO 56002
ISO 56002:2019 Innovation management system guidance
Key Features
- PDCA cycle for IMS structure and improvement
- Leadership commitment and portfolio governance
- Risk-aware operational processes and stage-gates
- Balanced KPIs for performance evaluation
- Continual learning and nonconformity management
Detailed Analysis
A comprehensive look at the specific requirements, scope, and impact of each standard.
RoHS Details
What It Is
Directive 2011/65/EU (RoHS 2) is an EU regulation restricting hazardous substances in electrical and electronic equipment (EEE). It aims to protect health and environment by limiting substances during waste management, applying to all EEE unless excluded via open-scope approach. Key methodology focuses on homogeneous material concentration limits and risk-based compliance evidence.
Key Components
- Restricts 10 substances (e.g., lead, mercury, phthalates) at 0.1% (0.01% cadmium) in homogeneous materials.
- Annexes III/IV for time-limited exemptions.
- Built on New Legislative Framework with technical documentation, EU Declaration of Conformity (DoC), and CE marking.
- Compliance model: documentary (IEC 63000) plus tiered testing (IEC 62321).
Why Organizations Use It
Mandated for EU/EEA market access; reduces e-waste risks, ensures level playing field. Benefits include supply chain optimization, recyclability improvement, ESG alignment, and avoidance of fines/recalls.
Implementation Overview
Phased: scope analysis, BOM review, supplier declarations, testing, technical files. Applies to manufacturers/importers of EEE globally selling to EU; high complexity for complex portfolios. No certification but 10-year documentation retention for audits.
ISO 56002 Details
What It Is
ISO 56002:2019 is an international guidance standard for establishing, implementing, maintaining, and improving an Innovation Management System (IMS). It provides a generic, non-prescriptive framework applicable to all organization sizes and sectors, structured around the PDCA cycle and seven clauses focusing on context, leadership, planning, support, operation, performance evaluation, and improvement.
Key Components
- Seven core clauses (4-10) mirroring ISO High-Level Structure
- Eight principles: value realization, future-focused leadership, strategic direction, culture, insights exploitation, uncertainty management, adaptability, systems thinking
- Emphasis on portfolio governance, risk-aware processes, and learning loops
- No certifiable requirements; pairs with ISO 56001 for certification
Why Organizations Use It
- Drives strategic innovation alignment and measurable value
- Enhances resilience, reduces project failures, improves ROI
- Builds stakeholder confidence without legal mandates
- Offers competitive edge via systematic opportunity conversion
Implementation Overview
- Phased: diagnosis, design, pilot, scale, sustain (12-18 months typical)
- Involves maturity assessments (e.g., PII), policy development, tooling
- Suited for SMEs to enterprises, all industries; voluntary with optional audits
Key Differences
| Aspect | RoHS | ISO 56002 |
|---|---|---|
| Scope | Hazardous substances in EEE materials | Innovation management systems and processes |
| Industry | Electrical/electronic equipment manufacturers | All organizations and sectors |
| Nature | Mandatory EU product restriction directive | Voluntary management system guidance |
| Testing | Material substance analysis (XRF, ICP-MS) | Internal audits and management reviews |
| Penalties | Fines, recalls, market bans by states | No legal penalties, certification loss |
Scope
Industry
Nature
Testing
Penalties
Frequently Asked Questions
Common questions about RoHS and ISO 56002
RoHS FAQ
ISO 56002 FAQ
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